君合业绩丨君合协助某大型企业成功提前解除亚洲开发银行制裁

某大型基建公司（“公司”）被亚洲开发银行（“亚行”）认定为在投标中存在不实陈述的情况，涉嫌欺诈，因此被亚行施以为期两年的附条件恢复投标资格的制裁。

A large infrastructure construction company (“Company”) was found having committed fraudulent practice by misrepresenting in bidding , and thus was imposed a debarment from bidding for two years with conditional reinstatement by the Asian Development Bank (“ADB”).

根据亚行的要求，公司需要在制裁期限内指定一家亚行认可的独立合规监管人（“合规监管人”）出具报告，以说明公司实施的反欺诈和反腐败等各项合规管理制度足够充分且符合国际认可的标准。此外，亚行还要求公司需要在整改期间内针对亚行发现的不当行为采取补救措施并进行宣贯和培训等等。

Under the requirement of the ADB, the Company shall appoint an Independent Integrity and Compliance Consultant (the “Monitor") recognized by the ADB to draft reports within the sanction period, demonstrating that an Integrity Compliance Program (“ICP”) , including the rules on anti-fraud and anti-corruption, has been adequately implemented by the Company in consistence with the internationally-recognized standards. The ADB also required the Company to take remediating measures during the sanction period with regard to the misconduct discovered by the ADB as well as to the promotion of its ICP and targeted compliance trainings.

JUNHE LLP

公司进入合规整改阶段后，基于君合团队在多边开发银行合规领域的良好声望及专业能力，公司选聘君合团队作为其进行合规整改的顾问律师，对该公司在如何实施各项管理制度、如何满足亚行的解禁条件要求以及与亚行和合规监管人的沟通等方面提供法律服务。

Based on its good reputation and professional expertise in the field of multilateral development banks compliance projects, the Company engaged Ms. Christine Kang and JunHe team as its counsel to provide legal services on implementing compliance management system, meeting the ADB’s conditions for reinstatement, as well as communicating with the ADB and the Monitor, etc. 

接受公司委托后，君合团队迅速与公司、亚行和合规监管人进行沟通，梳理案件背景信息，把握公司目前合规整改进程中需解决的关键问题，并为公司制定合规整改的策略。在合规整改期间，君合团队协助公司积极配合合规监管人，审阅了上百份公司的相关合规文件，同时协助公司回复合规监管人提出的多轮问题，尽最大可能向合规监管人展示了公司在合规方面开展的全面、细致、有效的合规整改工作；并在满足亚行要求的前提下，帮助公司实现合规整改、业务发展和满足解禁要求的平衡，帮助公司在合理的范围内减轻合规工作量。此外，按照亚行和合规监管人在合规整改期间提出的专项要求，君合团队还协助公司进行投标合规专项审计，相应地填补了公司的合规漏洞，较好地回应了亚行和合规监管人的关切。

Since its engagement, JunHe team promptly communicated with the Company, the ADB and the Monitor and sorted out the key facts of the project, so as to grasp the key issues to be resolved in the compliance work of the Company and formulate targeted strategies for the Company’s compliance work for the purpose of early reinstatement. During the sanction period, JunHe team helped the Company to cooperate actively with the Monitor, reviewed hundreds of compliance documents of the Company, and assisted the Company in responding to multiple rounds of questions raised by the Monitor, so as to best demonstrate to the Monitor the comprehensive, meticulous and effective compliance achievements made by the Company during the sanction period. On the other hand, while meeting the ADB’s requirements, JunHe team also advised the Company to strike the balance between compliance management and business development, and maintain the compliance workload within reasonable range. Moreover, JunHe team provided guidance for the Company to conduct special bidding compliance audits in accordance with the special requirements of the ADB and the Monitor, which has adequately filled the gap in Company’s compliance management work and well addressed the concerns of the ADB and Monitor in this respect.

最后，君合团队代表公司起草了内容详实、充分回应亚行关切且支持性文件充足的英文版《解禁申请》，详细阐明了公司亚行解禁的理由和依据，充分展现了公司在合规整改各个方面取得的成绩以及公司合规管理体系的良好运转。

Last but not the least, JunHe team drafted an Application for Reinstatement with a large number of solid supporting exhibits on behalf of the Company, which fully elaborated the grounds for the ADB to grant reinstatement for the Company and adequately responded to all the questions and concerns from the ADB. The Application fully demonstrated the Company’s achievements in every aspect of compliance management and the efficient function of the Company's compliance management system.

近期，亚行正式通知公司已经提前满足了亚行规定的各项解禁条件提前解除了对公司的制裁，公司顺利地提前重新恢复了参与亚行融资项目的投标资格，为公司的合规致远、可持续发展提供了有效保障和有益助力，对公司发展具有深远影响。

In July 2021, the ADB formally notified the Company that it had met the conditions for reinstatement set by ADB and was early released from the debarment of the ADB. The early reinstatement means that the Company has resumed its eligibility to bid for projects financed by the ADB, and the Company has built strong foundation and solid guarantee for the Company’s sustainable development in line with compliance, which will profoundly promote the Company’s long-term business development.

本项目的成功，进一步展示了君合对包括亚行在内的不同多边开发银行规则的深入把握，以及运用国际规则、适应中国国情、无缝衔接落地实施国际标准合规制度的丰富经验，是展现君合团队在处理多边开发银行制裁、调查与合规业务卓越能力的又一示范性案例，全面体现了君合在多边开发银行合规业务领域的业界领先法律服务水准。

The success of this project further demonstrates JunHe’ s in-depth grasp of the rules of different multilateral development banks including the ADB, as well as its significant experiences in applying international rules, adapting to China’s specific situations, and seamlessly combining the both into the ICP implementation. This project is another typical case showing JunHe’ s outstanding capability in handling multilateral development bank sanctions, investigations and other compliance issues and excellent legal expertise in the field of multilateral development bank compliance.

本案牵头合伙人是康乂律师。

The leading partner in this case is Ms. Christine KANG.

康 乂  合伙人

kangy@junhe.com

业务领域：

争议解决  合规

君合2021年代表业绩

争议解决

1. 君合助力信远融资租赁（浙江）有限公司诉大舍国际物流（上海）有限公司等融资租赁合同纠纷二审胜诉

2. 君合协助知名的科技上市公司成功获得世界银行解除制裁

3. 君合代理客户赢得一起逾人民币6亿元的数字货币运算设备托管纠纷

4. 君合代理客户在上海金融法院建院以来受理的最大标的额案件中获得全面胜诉

5. 多边开发银行合规业务再创佳绩！君合担任非洲开发银行合规监管人指导某科技上市公司成功解除制裁

6. 君合协助某大型企业成功提前解除亚洲开发银行制裁

境内IPO及再融资

1. 君合助力“薇诺娜”深交所创业板上市

2. 君合助力“福莱新材”上交所主板上市

3. 君合助力深圳市亚辉龙生物科技股份有限公司上交所科创板上市

4. 君合助力中兴通讯股份有限公司发行股份购买资产并募集配套资金

5. 君合助力百川畅银深交所创业板上市

6. 君合助力晶科科技发行可转换公司债券

7. 君合助力可靠股份深交所创业板上市

8. 君合助力中国铁建分拆铁建重工科创板上市

9. 君合助力迈拓仪表股份有限公司于深交所创业板上市

10. 君合助力立达信物联科技股份有限公司于上交所主板上市

11. 君合助力美股分拆回A第一股暨新疆首个科创板注册并上市项目——新疆大全新能源股份有限公司A股科创板上市

债券及资产证券化

1. 君合助力华宇集团发行西南地区商业资产类首单“单层SPV”结构CMBS

2. 君合助力中信银行股份有限公司境外设立50亿美元欧洲中期票据计划并完成首次提取发行

3. 君合助力越秀房托成功发行4亿美元高级债券

4. 君合助力亚洲开发银行熊猫债券发行

5. 君合助力青岛地铁注册发行中期票据

6. 君合助力狮桥成功发行境外1.8亿美元高级债券

7. 君合助力中国航空汽车系统控股有限公司发行境外美元债券

8. 君合助力莆田国投发行境外美元债券

9. 君合助力上海地产（集团）有限公司首单上海自贸区离岸人民币债券发行

10. 君合北京和君合香港协力南宁交通投资集团首次发行境外美元债券

11. 君合助力沙钢集团发行境外美元债券

12. 君合助力宁海县城投集团再次发行境外美元债券

13. 君合助力青岛地铁成功发行山东省首单碳中和债券

14. 君合助力德清县建设发展集团有限公司首次发行境外美元债券

15. 君合助力河北顺德投资集团有限公司首次发行境外美元债券

16. 君合助力交银国际设立境外中期票据计划并成功提取发行首笔5亿美元高级无抵押债券

17. 君合襄助哈尔滨银行发行2021年无固定期限资本债券
    

公司与并购

1. 君合助力以阅文集团为代表的的卖方团向腾讯音乐出售懒人听书100%股权

2. 君合助力香港上市公司希望教育完成对A股上市公司世纪鼎利的控制权收购

3. 君合助力万丰通用航空产业青岛地区战略合作项目

4. 君合助力恒林股份收购厨博士100%股权

5. 君合襄助凯德集团牵手平安人寿，引入百亿战略合作

破产重组

1. 君合代理客户就母子公司法人人格混同纠纷上诉案在浙江高院二审成功胜诉改判

2. 君合代表投资人上工申贝全资子公司参与浙江宝石机电出售式重整案

3. 君合助力独角兽重整成功——上海未来伙伴机器人有限公司重整计划裁定批准
   

银行金融

1. 君合代表融资银团助力泰邦生物完成纳斯达克私有化退市

2. 君合助力四川省农信系统规模最大的城区农商银行——绵阳农村商业银行正式组建并获批开业

私募股权/创业投资

1. 君合助力第四范式完成7亿美元D轮融资

2. 君合助力方源资本投资USHOPAL

3. 君合助力极目生物完成超亿元美元B轮融资

4. 君合助力投资人完成对腾龙集团A轮投资

5. 君合助力健新原力完成A轮融资

6. 君合襄助“李子柒”品牌公司杭州微念完成“字节跳动”等股东新一轮融资

竞争法

基础设施与项目融资

国际贸易

1. 君合代理青山控股集团成功应诉马来西亚冷轧不锈钢反倾销调查
   

2020年业绩回顾

2019年业绩回顾

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